The Art of Creating a Sturdy Compliance Structure in an Unsteady World

Tuesday, Nov. 28, 2017
Noon to 1 p.m.
Room 2260


Rebecca Rapp and Aisha Smith, both lawyers at Great Lakes Higher Education Corporation, will discuss:

  • The elements of a “good” corporate compliance structure (in the eyes of regulators who evaluate them)
  • What compliance means in a “gray” world filled with legal and factual ambiguity, sub-regulatory guidance and competing and sometimes inconsistent regulators and courts
  • Strategies for protecting the attorney-client relationship and privilege within a corporate compliance structure (that depends on transparency and reporting)
  • The “opportunity cost” of 100% compliance (or even trying to achieve it)

A light lunch will be provided on a first-come, first-served basis. Prof. Yaron Nili will host.

  

Submitted by Law School News on November 28, 2017

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